OCM Wealth Management Ltd (OCM) are committed to protecting your privacy and ensuring that your personal information is collected and used appropriately, lawfully and transparently.

This Privacy Notice explains:

Who we are

What personal information we collect

How we use your personal information

Who we share your information with and why

How we keep your information secure

Your rights

How to contact us



OCM provide financial planning solutions and advice through experienced and qualified advisers based in the UK.

Currently OCM determine the purposes and means of processing personal client data relating to giving advice.  This means we are data controllers for these core advice giving activities and therefore responsible for managing this client data and ensuring compliance.



Personal information includes your name, address, or phone number and other information that is not otherwise publicly available. We collect personal information about you when you contact us about products and services, visit a financial advisor, visit a website we may have or register to receive one of our newsletters (if applicable).

The type of personal information we collect will depend on the purpose for which it is collected and includes:

Contact details

Information to verify your identity

Family, lifestyle, health and financial information

Payment details.

We collect personal information directly from you.  For example, we ask for personal information at the start of our relationship and in subsequent communications in order to check your identity, and protect you from fraud. This is a legal requirement and is important to help safeguard you against potential crime.



In some instances, it is necessary to collect more sensitive information (such as health or lifestyle information) which is called special category data.  This is to allow us to provide our financial advice service to you.  We will always obtain your consent during the advice process to gather this data and explain what information we require and why it is needed. Sensitive personal information will always be processed and stored securely.  You can withdraw your consent at any time to us processing this data, however, this may mean that you can no longer access the service or product the information was gathered for.



We also collect information about you from other sources. For example, our website automatically collects information from your computer using “cookies” which provides us with limited personal information.  Cookies are small text files that are placed on your computer by websites that you visit. They are widely used in order to make websites work, or work more efficiently, as well as to provide information to the website owners. For further information visit

You can set your browser not to accept cookies and the above websites tell you how to remove cookies from your browser. However, in a few cases some of our website features may not function as a result.



We keep your personal information only as long as is necessary for the purpose for which it was collected and to meet regulatory or legislative requirements.  Personal information will be securely disposed of when it is no longer required, in accordance with our Data Retention and Disposal Schedule.



The processing of your personal data is allowed under a number of lawful basis.  The data required for the provision of products and services is processed on the basis there is a contract with you to do so.  Any relevant marketing activity we undertake is done because as a firm we have a legitimate interest to do so however you have rights, as listed below, which impact how we can use and process your data.



We process your information in order to support and maintain our contractual relationship with you and to comply with legal and regulatory requirements.  This includes the following:

Providing our advice, products or services to you

Carrying out transactions you have requested

Confirming and verifying your identity for security purposes

Credit scoring and assessment, and credit management (where applicable)

Detecting and preventing fraud, crime, money laundering or other malpractice.

We also process your data for specific business purposes to enable us to give you the best products and services and the best and most secure experience. For example, we process your information to send you marketing that is tailored to your interests.

Our business purposes include the following:

Enhancing, modifying, and personalizing our services for the benefit of our customers

Providing communications which we think will be of interest to you

Market or customer satisfaction research or statistical analysis

Audit and record keeping purposes

Enhancing the security of our network and information systems.

You have the right to object to this processing if you wish, please see “YOUR RIGHTS” section below. Please bear in mind that if you object this may affect our ability to carry out the tasks above for your benefit.

We may also process your personal data as part of an acquisition or sale.  Should this happen, you will notified about any change to processing or data controller arising as a result of this activity.



We share your information with trusted third parties who perform tasks for us and help us to provide the services you require these include:

Third parties to verify your identity, in line with money laundering or other requirements (this may involve carrying out checks with credit reference databases);

Other organizations, including regulatory bodies, the police and fraud prevention agencies, to prevent and detect fraud.

Third parties where required by law, court order or regulation.

Third parties as part of an acquisition or sale.



We are committed to ensuring the confidentiality of the personal information that we hold and we continue to review our security controls and related policies and procedures to ensure that your personal information remains secure.

When we contract with third parties, we impose appropriate security, privacy and confidentiality obligations on them to ensure that personal information is kept secure.

If we work with third parties in countries outside the EU we ensure these are countries that the European Commission has confirmed have an adequate level of protection for personal information, or the organization receiving the personal data has provided adequate safeguards.  In limited circumstances data may be accessed outside of the EEA ie by employees when they travel.  In these circumstances we have appropriate information security measures in place to safeguard this information



OCM tries to be as open as it can be in terms of giving people access to their personal information and therefore have outlined your rights below.  This privacy notice was drafted with brevity and clarity in mind, therefore further information can be gathered by contacting us using the details below, or more information about your data protection rights can be found here:



In order for us to send you marketing materials we require your permission.  If you wish to receive such material please use the link below.
Sign up to newsletter.



the purposes of the processing;

The right to be informed – You can request that we provide ‘fair processing information’, typically through this privacy notice;

The right of access – You may request a copy of the personal information we hold about you using the contact details found on the end of this policy;

The right to rectification – The accuracy of your personal information is important to us. You have the right to ask us to update or correct your personal information;

The right to erasure – Under the rules of the Financial Conduct Authority if you become a client of OCM we are required to hold on to your information for a period of time, indefinitely in some instances.  If you become a client of OCM this will be explained fully to you.  If you do not become a client of OCM we will delete your information after 6 months.

The right to object – You may object to the processing of your data based on legitimate interests;

The right to restrict processing – You have a right to request we ‘block’ or suppress processing of your personal data;

The right to data portability – You may request to obtain and reuse your data; and

The right not to be subject to automated decision-making including profiling.

If you wish to correct, restrict, delete or make changes to your personal information, or any of the data subject rights listed above, please contact us at the number/address listed below.



If you have questions about this notice, need further information about our privacy practices, or wish to give or withdraw consent, exercise preferences or correct your personal information, please contact us using the following details.

The Data Protection Officer
OCM Wealth Management Ltd
3 Bouverie Court
The Lakes



If you wish to raise a complaint about how we have handled your personal data, you can contact our The Office of Data Protection who will investigate the matter.

If you are not satisfied with our response or believe we are not processing your personal data in accordance with the law you can complain to our regulator:

Information Governance department
Information Commissioner’s Office
Wycliffe House
Water Lane

0303 123 1113